## Appendix A Compliance Forms List

Note: Visit the CEC web site to download the forms 'listed below.

# | Doc Type | Doc Category | Category Description | Document Description | Pages
Prescriptive Certificate of Compliance
1 | CF1R- | NCB-01-E | Newly Constructed Buildings | Newly Constructed Buildings and Additions Greater Than 1000 ft2 (Prescriptive) |
2 | CF1R- | ADD-01-E | Additions | Additions less than 1,000 ft2 (Prescriptive) |
3 | CF1R- | ALT-01-E | Alterations | Non-HVAC Alterations (Prescriptive) Break Out by Type |
4 | CF1R- | ALT-02-E | Alterations | HVAC Alterations |
5 | CF1R- | ALT-03-E | Alterations-HVAC | Paper version of ALT-HVAC for CZ 1, 3-7,16 |
6 | CF1R- | ALT-04-E | Alterations-HVAC | Paper version of ALT HVAC-CZ 2, 8-15 |
7 | CF1R- | ENV-02-E | Work Sheet | Area Weighted Average Calculation Worksheet |
8 | CF1R- | ENV-03-E | Work Sheet | Solar Heat Gain Coefficient (SHGC) Worksheet |
9 | CF1R- | ENV-04-E | Work Sheet | Cool Roof and SRI Worksheet |
10 | CF1R- | PLB-01-E | Work Sheet | Hydronic Heating System Worksheet |
11 | CF1R- | SRA-01-E | Work Sheet | Solar Ready Areas |
12 | CF1R- | SRA-02-E | Work Sheet | Minimum Solar Zone Area Worksheet |
13 | CF1R- | STH-01-E | Work Sheet | OG 300 Solar Water Heating System Worksheet |
14 | CF1R- | STH-02-E | Work Sheet | OG 100 Solar Water Heating System Worksheet (California F-Chart) |
Certificate of Installation
15 | CF2R- | ENV-01-E | Envelope-NonHERS | Fenestration; and Site-built Fenestration |
16 | CF2R- | ENV-02-E | Envelope-NonHERS | Envelope Air Sealing Requirements |
17 | CF2R- | ENV-03-E | Envelope-NonHERS | Insulation Installation |
18 | CF2R- | ENV-04-E | Envelope-NonHERS | Roofing; Radiant Barriers |
19 | CF2R- | ENV-20a-H | Envelope-HERS | Building Envelope Air Leakage - Single-Point Test with Manual Meter |
20 | CF2R- | ENV-20b-H | Envelope-HERS | Building Envelope Air Leakage - Single-Point Test with Automatic Meter |
21 | CF2R- | ENV-20c-H | Envelope-HERS | Building Envelope Air Leakage - Multi-Point Test |
22 | CF2R- | ENV-20d-H | Envelope-HERS | Building Envelope Air Leakage - Repeated Single Point with Manual Meter |
23 | CF2R- | ENV-20e-H | Envelope-HERS | Building Envelope Air Leakage - Repeated Single Point with Automatic Meter |
24 | CF2R- | ENV-21-H | Envelope-HERS | Quality Insulation Installation (QII) –Air Infiltration Sealing - Framing Stage for Batt, Loose Fill, and SPF |
25 | CF2R- | ENV-22-H | Envelope-HERS | Quality Insulation Installation (QII) - Air Infiltration Sealing - Ceiling/Roof Deck |
26 | CF2R- | ENV-23-H | Envelope-HERS | Quality Insulation Installation (QII) - Insulation Stage |
27 | CF2R- | ENV-24-H | Envelope-HERS | Quality Insulation Installation (QII) – Air Infiltration Sealing - Framing Stage for SIP and ICF |
28 | CF2R- | LTG-01-E | Lighting-NonHERS | Lighting - Single Family Dwellings |
29 | CF2R- | LTG-02-E | Lighting-NonHERS | Lighting - Multifamily Dwellings |
30 | CF2R- | MCH-01a-E | Mechanical-NonHERS | HVAC Systems, Ducts and Fans - Performance |
31 | CF2R- | MCH-01b-E | Mechanical-NonHERS | HVAC Systems, Ducts and Fans - Prescriptive Alterations |
32 | CF2R- | MCH-01c-E | Mechanical-NonHERS | HVAC Systems, Ducts and Fans - Prescriptive Newly Constructed Buildings |
33 | CF2R- | MCH-02-E | Mechanical-NonHERS | Whole House Fan |
34 | CF2R- | MCH-04-E | Mechanical-NonHERS | Evaporative Coolers |
35 | CF2R- | MCH-20a-H | Mechanical-HERS | Duct Leakage Measurement - New System |
36 | CF2R- | MCH-20b-H | Mechanical-HERS | Duct Leakage Measurement - Low Leakage Ducts in Conditioned Space – Compliance Credit; |
37 | CF2R- | MCH-20c-H | Mechanical-HERS | Duct Leakage Measurement - Low Leakage Air-Handling Units |
38 | CF2R- | MCH-20d-H | Mechanical-HERS | Duct Leakage Measurement - – Altered (Existing) System |
39 | CF2R- | MCH-20e-H | Mechanical-HERS | Duct Leakage Measurement - Sealing of All Accessible Leaks |
40 | CF2R- | MCH-21-H | Mechanical-HERS | Duct Location Verification |
41 | CF2R- | MCH-22a-H | Mechanical-HERS | Forced Air System Fan Efficacy (Watt/cfm) - Single Zone Systems or Zonally Controlled Systems with All Zones Calling |
42 | CF2R- | MCH-22b-H | Mechanical-HERS | Forced Air System Fan Efficacy (Watt/cfm) - Zonally Controlled Systems in Every Zonal Control Mode |
43 | CF2R- | MCH-23a-H | Mechanical-HERS | Forced Air System Airflow Rate (cfm/ton) - Single Zone Systems or Zonally Controlled Systems with All Zones Calling - compliance using RA3.3 methods |
44 | CF2R- | MCH-23b-H | Mechanical-HERS | Forced Air System Airflow Rate (cfm/ton) - Zonally Controlled Systems in Every Zonal Control Mode - compliance using RA3.3 methods |
45 | CF2R- | MCH-23c-H | Mechanical-HERS | Forced Air System Airflow Rate - compliance using Alternative Compliance using RA3.2.2.7.3 methods |
46 | CF2R- | MCH-23d-H | Mechanical-HERS | Forced Air System Airflow Rate - Measurement Only (CFM) - Single Zone Systems or Zonally Controlled Systems with All Zones Calling - compliance using RA3.3 methods |
47 | CF2R- | MCH-24a-H | Envelope-HERS | Building Envelope Air Leakage Worksheet - Single-Point Test with Manual Meter |
48 | CF2R- | MCH-24b-H | Envelope-HERS | Building Envelope Air Leakage Worksheet - Single-Point Test with Automatic Meter |
49 | CF2R- | MCH-24c-H | Envelope-HERS | Building Envelope Air Leakage Worksheet - Multi-Point Test |
50 | CF2R- | MCH-24d-H | Envelope-HERS | Building Envelope Air Leakage Worksheet - Repeated Single Point with Manual Meter |
51 | CF2R- | MCH-24e-H | Envelope-HERS | Building Envelope Air Leakage Worksheet - Repeated Single Point with Automatic Meter |
52 | CF2R- | MCH-25a-H | Mechanical-HERS | Refrigerant Charge Verification - superheat method (Standard Charge Procedure) |
53 | CF2R- | MCH-25b-H | Mechanical-HERS | Refrigerant Charge Verification - subcooling (Standard Charge Procedure) |
54 | CF2R- | MCH-25c-H | Mechanical-HERS | Refrigerant Charge Verification - Weigh-in Procedure |
55 | CF2R- | MCH-25d-H | Mechanical-HERS | Refrigerant Charge Verification - Charge Indicator Display (CID) (note: not a standalone document - embedded in CF2R-MCH-25a,b,e) |
56 | CF2R- | MCH-25e-H | Mechanical-HERS | Refrigerant Charge Verification - Winter Setup for Standard Charge Verification |
57 | CF2R- | MCH-25f-E | Mechanical-NonHERS | Refrigerant Charge Verification - Packaged System Manufacturer Refrigerant Charge Certification |
58 | CF2R- | MCH-26-H | Mechanical-HERS | Rated Space Conditioning System Equipment Verification |
59 | CF2R- | MCH-27a-H | Mechanical-HERS | Mechanical Ventilation - Continuous Whole-Building Mechanical Ventilation Airflow - Fan Vent Rate Method |
60 | CF2R- | MCH-27b-H | Mechanical-HERS | Mechanical Ventilation - Continuous Whole-Building Mechanical Ventilation Airflow - Total Vent Rate Method |
61 | CF2R- | MCH-27c-H | Mechanical-HERS | Mechanical Ventilation - Intermittent Whole-Building Mechanical Ventilation Airflow- Fan Vent Rate Method |
62 | CF2R- | MCH-27d-H | Mechanical-HERS | Mechanical Ventilation - Intermittent Whole-Building Mechanical Ventilation Airflow - Total Vent Rate Method |
63 | CF2R- | MCH-28-H | Mechanical-HERS | Return Duct And Filter Grille Design According to Tables 150.0-C or D |
64 | CF2R- | MCH-29-H | Mechanical-HERS | Supply Duct Surface Area and R-Value; Buried Ducts; Deeply Buried Ducts |
65 | CF2R- | MCH-30-H | Mechanical-HERS | Ventilation cooling compliance credit |
66 | CF2R- | PLB-01-E | Plumbing-DHW-NonHERS | Multifamily Central Hot Water System Distribution - NON-HERS |
67 | CF2R- | PLB-02-E | Plumbing-DHW-NonHERS | Single Dwelling Unit Hot Water System Distribution |
68 | CF2R- | PLB-03-E | Plumbing-DHW-NonHERS | Pool and Spa Systems |
69 | CF2R- | PLB-21-H | Plumbing-DHW-HERS | HERS - Multifamily Central Hot Water System Distribution |
70 | CF2R- | PLB-22-H | Plumbing-DHW-HERS | HERS - Single Dwelling Unit Hot Water System Distribution |
71 | CF2R- | SPV-01a-E | Photovoltaic | PV Systems - Photo Voltaic Systems Compliance Credits |
72 | CF2R- | SPV-01b-E | Photovoltaic | PV Systems - Exception to Solar Ready Area requirements |
73 | CF2R- | SPV-01c-E | Photovoltaic | PV Systems - PV Compliance Credits + Exceptions to SRA requirements |
74 | CF2R- | STH-01-E | Solar Thermal | Solar Water Heating Systems |
Certificate of Verification
75 | CF3R- | ENV-20a-H | Envelope-HERS | Building Envelope Air Leakage - Single-Point Test with Manual Meter |
76 | CF3R- | ENV-20b-H | Envelope-HERS | Building Envelope Air Leakage - Single-Point Test with Automatic Meter |
77 | CF3R- | ENV-20c-H | Envelope-HERS | Building Envelope Air Leakage - Multi-Point Test |
78 | CF3R- | ENV-20d-H | Envelope-HERS | Building Envelope Air Leakage - Repeated Single Point with Manual Meter |
79 | CF3R- | ENV-20e-H | Envelope-HERS | Building Envelope Air Leakage - Repeated Single Point with Automatic Meter |
80 | CF3R- | ENV-21-H | Envelope-HERS | Quality Insulation Installation (QII)-Framing Stage - wood frame |
81 | CF3R- | ENV-22-H | Envelope-HERS | Quality Insulation Installation (QII) - Ceiling/Roof Deck - Air Infiltration Sealing |
82 | CF3R- | ENV-23-H | Envelope-HERS | Quality Insulation Installation (QII) - Insulation Stage |
83 | CF3R- | ENV-24-H | Envelope-HERS | Quality Insulation Installation (QII)-Framing Stage - sip and icf |
84 | CF3R- | EXC-20-H | Existing Conditions | HERS Verification for Existing Conditions for performance compliance for alterations. |
85 | CF3R- | MCH-20a-H | Mechanical-HERS | Duct Leakage Measurement - New System |
86 | CF3R- | MCH-20b-H | Mechanical-HERS | Duct Leakage Measurement - Low Leakage Ducts in Conditioned Space – Compliance Credit; |
87 | CF3R- | MCH-20c-H | Mechanical-HERS | Duct Leakage Measurement - Low Leakage Air-Handling Units |
88 | CF3R- | MCH-20d-H | Mechanical-HERS | Duct Leakage Measurement - – Altered (Existing) System |
89 | CF3R- | MCH-20e-H | Mechanical-HERS | Duct Leakage Measurement - Sealing of All Accessible Leaks |
90 | CF3R- | MCH-21-H | Mechanical-HERS | Duct Location Verification |
91 | CF3R- | MCH-22a-H | Mechanical-HERS | Forced Air System Fan Efficacy (Watt/cfm) - Single Zone Systems or Zonally Controlled Systems with All Zones Calling |
92 | CF3R- | MCH-22b-H | Mechanical-HERS | Forced Air System Fan Efficacy (Watt/cfm) - Zonally Controlled Systems in Every Zonal Control Mode |
93 | CF3R- | MCH-23a-H | Mechanical-HERS | Forced Air System Airflow Rate (cfm/ton) - Single Zone Systems or Zonally Controlled Systems with All Zones Calling - compliance using RA3.3 methods |
94 | CF3R- | MCH-23b-H | Mechanical-HERS | Forced Air System Airflow Rate (cfm/ton) - Zonally Controlled Systems in Every Zonal Control Mode - compliance using RA3.3 methods |
95 | CF3R- | MCH-23c-H | Mechanical-HERS | Forced Air System Airflow Rate compliance using Alternative Compliance using RA3.2.2.7.3 methods ( best that I can do) |
96 | CF3R- | MCH-23d-H | Mechanical-HERS | Forced Air System Airflow Rate - Measurement Only (CFM) - Single Zone Systems or Zonally Controlled Systems with All Zones Calling - compliance using RA3.3 methods |
97 | CF3R- | MCH-24a-H | Envelope-HERS | Building Envelope Air Leakage Worksheet - Single-Point Test with Manual Meter |
98 | CF3R- | MCH-24b-H | Envelope-HERS | Building Envelope Air Leakage Worksheet - Single-Point Test with Automatic Meter |
99 | CF3R- | MCH-24c-H | Envelope-HERS | Building Envelope Air Leakage Worksheet - Multi-Point Test |
100 | CF3R- | MCH-24d-H | Envelope-HERS | Building Envelope Air Leakage Worksheet - Repeated Single Point with Manual Meter |
101 | CF3R- | MCH-24e-H | Envelope-HERS | Building Envelope Air Leakage Worksheet - Repeated Single Point with Automatic Meter |
102 | CF3R- | MCH-25a-H | Mechanical-HERS | Refrigerant Charge Verification - superheat method (Standard Charge Procedure) |
103 | CF3R- | MCH-25b-H | Mechanical-HERS | Refrigerant Charge Verification - subcooling (Standard Charge Procedure) |
104 | CF3R- | MCH-25c-H | Mechanical-HERS | Refrigerant Charge Verification - Weigh-in Procedure (observation only) |
105 | CF3R- | MCH-25d-H | Mechanical-HERS | Refrigerant Charge Verification - Charge Indicator Display (CID) |
106 | CF3R- | MCH-25e-H | Mechanical-HERS | Refrigerant Charge Verification - Winter Setup for Standard Charge Verification |
107 | CF3R- | MCH-26-H | Mechanical-HERS | Rated Space Conditioning System Equipment Verification |
108 | CF3R- | MCH-27a-H | Mechanical-HERS | Mechanical Ventilation - Continuous Whole-Building Mechanical Ventilation Airflow - Fan Vent Rate Method |
109 | CF3R- | MCH-27b-H | Mechanical-HERS | Mechanical Ventilation - Continuous Whole-Building Mechanical Ventilation Airflow - Total Vent Rate Method |
110 | CF3R- | MCH-27c-H | Mechanical-HERS | Mechanical Ventilation - Intermittent Whole-Building Mechanical Ventilation Airflow |
111 | CF3R- | MCH-27d-H | Mechanical-HERS | Mechanical Ventilation - Intermittent Whole-Building Mechanical Ventilation Airflow - Total Vent Rate Method |
112 | CF3R- | MCH-28-H | Mechanical-HERS | Return Duct And Filter Grille Design According to Tables 150.0-C or D |
113 | CF3R- | MCH-29-H | Mechanical-HERS | Supply Duct Surface Area and R-Value; Buried Ducts; Deeply Buried Ducts |
114 | CF3R- | MCH-30-H | Mechanical-HERS | Ventilation cooling compliance credit |
115 | CF3R- | PLB-21-H | Plumbing-DHW-HERS | HERS - Multifamily Central Hot Water System Distribution |
116 | CF3R- | PLB-22-H | Plumbing-DHW-HERS | HERS - Single Dwelling Unit Hot Water System Distribution |
117 | NRCV- | MCH-04a-H | Mechanical-HERS | Duct Leakage Measurement - New System |
118 | NRCV- | MCH-04c-H | Mechanical-HERS | Duct Leakage Measurement - Low Leakage Air-Handling Units |
119 | NRCV- | MCH-04d-H | Mechanical-HERS | Duct Leakage Measurement - – Altered (Existing) System |
120 | NRCV- | MCH-04e-H | Mechanical-HERS | Duct Leakage Measurement - Sealing of All Accessible Leaks |
121 | NRCV- | PLB-21-H | Plumbing-DHW-HERS | HERS - High Rise Multifamily Central Hot Water System Distribution |
122 | NRCV- | PLB-22-H | Plumbing-DHW-HERS | HERS - High Rise Single Dwelling Unit Hot Water System Distribution |